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Form CRS
April 5th, 2024

Client Relationship Summary


RELATIONSHIP SUMMARY DALMORE GROUP LLC We are Dalmore Group LLC (“Dalmore”), a broker-dealer registered with the Securities and Exchange Commission (“SEC”). This summary highlights Dalmore and the nature of our brokerage client relationships. Of course, brokerage and investment advisory services and fees differ, which is why it’s important for you to understand these differences. Free and simple tools are available to explore firms and financial professionals at www.Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing. What investment services and advice can you provide me? Dalmore offers brokerage services to institutional and retail investors, limited to private placement investments only. At all times, your Dalmore representative will be acting in the capacity of a Registered Representative of a broker-dealer. We do not provide brokerage accounts or offer account monitoring. Our brokerage services are non-discretionary, which means you’re in charge of the ultimate investment decisions.  We offer the opportunity to execute self-directed trades in a secondary market for Reg A investments.
We don’t have minimums, but investments are subject to the issuer’s terms and acceptance.
From time to time, we will give you advice that is specific to you and for that moment. Additional information about our services is available in our Regulation BI Summary Disclosure. When considering our services, ask your financial professional:
Given my financial situation, should I choose a brokerage service? Why or why not?
How will you choose investments to recommend to me?
What is your relevant experience, including your licenses, education, and other qualifications?
What do these qualifications mean? What fees will I pay? In most cases, the issuing company pays transaction-based fees directly to Dalmore in the amount of a percentage of the total investment for your purchases. The fee paid to Dalmore does not reduce the amount that you invested and is specific to the offering as listed in the offering document. There can be expenses built into the investment itself. Please carefully review the offering memorandum and subscription documents for details on fees and terms of your investment. We will only offer investments where we have been engaged by the issuing company directly, or as a sub-agent with another broker-dealer. For secondary market trades, you will pay certain transaction-based fees (commissions) up to 2.5% of your purchase or sell. Where these fees apply, the more transactions you enter into, the more compensation that we and your financial professional receive. This compensation creates an incentive for us to encourage you to invest. You will pay fees whether you make or lose money on your investments. Additional information about our fees is available on our Regulation BI Summary Disclosure. When considering our services, ask your financial professional:  Help me understand how fees and costs might affect my overall investment. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me? Reg D ___ EB-5 Reg CF Reg A 2 What are your legal obligations to me when providing recommendations as my brokerdealer? How else does the firm make money, and what conflicts of interest do you have? When we provide you with a recommendation, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interest. We and our affiliates primarily make money from recurring fees for various services we provide to issuer companies, including:

  • Investment banking Advisory and consulting services
  • Technology
  • Administration and compliance support 

These fees vary by offering type and are published on our website. You should understand and ask us about these conflicts because they can affect the recommendations we provide you. Additional information about our conflicts of interest and the way we make money is available on our Regulation BI Summary Disclosure. The fees for unregistered securities are substantially higher than you would pay to invest in publicly traded securities. It is important to consider that purchasing these exempt offerings may provide a cost-effective way to invest in private companies and/or secure immigration, however they are not for everyone given the risks and costs involved. When considering our services, ask your financial professional: How might your conflicts of interest affect me, and how will you address them? How do your financial professionals make money? Generally, Registered Representatives earn a portion of the commissions and other transaction fees. In some cases, the Registered Representative will receive bonuses from Dalmore based on the overall profitability of the firm. 

We address compensation conflicts through disclosures and by monitoring your transactions. When considering our services, ask your financial professional: 

As a financial professional, do you have any disciplinary history? For what type of conduct. Do you or your financial professionals have a legal or disciplinary history? Yes. You can visit https://www.Investor.gov/CRS for a free and simple search tool to research our financial professionals and Dalmore. When considering our services, ask your financial professional:
Who is my primary contact person?
Is she or he a representative of an investment adviser or a broker-dealer?
Who can I talk to if I have concerns about how this person is treating me?

To report a problem to the SEC, visit Investor.gov or call the SEC’s toll-free investor assistance line at (800) 732- 0330. To report a problem to FINRA, visit https://www.finra.org/investors/have-problem/file- complaint. If you have a problem with your investments, an account, or our financial professional, contact us in writing at Dalmore Group LLC, 525 Green Place, Woodmere, NY 11598 Additional Information Additional information, including our most recent Relationship Summary, is available by calling your Registered Representative at (929) 207-3164 to request up-to-date information and a copy of the Relationship Summary or by visiting DALMORE GROUP LLC – BrokerCheck (finra.org).

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